Search Results: 19 vacancies
...FIScompany policies
• Exercise judgement and act with integrity, due care, skill anddiligence and open and co-operative with the FCA, other regulators and exchanges
• Ensure full awareness of and adhere to internal policies that relateto the role or any...
...schedules review dates and the SMCR annual plan.
You’ll be an experienced Compliance professional with strong up-to-date knowledge of FCA regulations relevant to retail banking and/or mortgage markets. You will have a proven track record of successfully leading small...
...ensure compliance with regulatory obligations
Ensure compliance with all regulatory and governance requirements, including DHA, HAAD, FCA and Treating Customers Fairly
What You Will Bring
Must be a UAE National with family book (that can be provided)
Must hold a...
...records are accurately updated whenever a customer makes contact
Complying with all regulatory and governance requirements including FCA and Treating Customers Fairly
Being a role model for the team demonstrating outstanding personal behaviours and performance
#J-1...
...regulator directly with enhanced risk assessment expertise.
DFSA experienced is highly preferred, alternatively exposure within ADGM & FCA could be a plus.
Arabic speaker preferred.
A problem solver, proactive and passionate individual.
More Jobs
#J-18808-...
...Established in 2010, Blackwell Global has main offices in the United Kingdom, Cyprus, New Zealand, Hong Kong and Cambodia, and is regulated by FCA (UK), SECC (Cambodia), SFC (Hong Kong) and SCB (Bahamas) as well as listed on New Zealand Stock Exchange.
Business Development...
...– Possessed relevant professional qualifications e.g., CA, ACCA, CPA
– Proven experience in a compliance role either within the FCA, the SEC, or an FCA regulated firm or a consultancy practice.
– Experience of US regulation would be useful
– Broad understanding...
...Lenovo
Requirement
~10+ years of accounting experience with at least 5 years working as Accounting Manager.
~ Certificate in IFRS, FCA, ACCA, CPA, ICAEW, or related accounting qualification is required.
~ Graduate degree in business, finance, and related fields. An...
...to work under pressure, prioritize, take responsibility, and work to tight deadlines is key.
Good grasp of UK -GDPR, GDPR, POPI, FCA, EBA, FIC, and other laws affecting the global finance industry.
Relevant postgraduate degree, with a legal degree being advantageous...
...with Document Services and Project Issuing Office
Participates in the phase reviews (PDR, CDR, etc) and in configuration audits (FCA and PCA)
Principal Relationships:
Project Managers
Work package Managers
Systems Engineering Managers
Work Experience...
...approach led by our client support team. We are a multi-licensed broker with regulation licences in four major regions, including FSCA, FCA, FSC and SCB, and offer an array of products to trade.
With an award winning, globally recognized trading platform, clients...
...for recurring issues.
Handle cases to the highest standard of customer care and resolve them satisfactorily and in accordance with FCA and TCF principles.
Co-ordination is required with all Internal and external stakeholders and senior management including but not...
...changes to stay informed about the evolving forex landscape.
~ Ensure compliance with regulatory requirements, knowledge of ASIC, FCA, CySEC, regulations will be an added advantage
~ Qualifications and Experience :
~ Bachelor's degree in Finance, Business, or a...
...private equity, and asset/fund management industries.
~ Previous experience as an authorized individual for regulatory bodies, the FSRA/FCA.
~ Strong understanding of regulations and compliance requirements, particularly FSRA rules and regulations.
~ Commitment to...
...FIS
company policies
• Exercise judgement and act with integrity, due care, skill and
diligence and open and co-operative with the FCA, other regulators and exchanges
• Ensure full awareness of and adhere to internal policies that relate
to the role or any...
...Fair Outcomes for Clients; Effective Financial Markets; Financial Crime Compliance; The Right Environment, SRA Best Practices Paper
FCA prescribed responsibilities as defined for a Client Dealing Function (CP - CDF)
Key stakeholders
Build a broad and effective...
...a well-established financial advisory firm based in Dubai and regulated by SCA, is expanding its Advisory team. As a branch of a UK FCA-regulated wealth management firm, our client specializes in personal and corporate wealth management, retirement planning, estate planning...
...Jobs in Dubai | flydubai
Requirement
~10+ years of finance experience with at least 5 years working as Financial Controller.
~ FCA, ACCA, CPA, ICAEW, or related accounting qualifications are required.
~ Graduate degree in business, finance, or related fields. An...
...orders, inventory deviations from targets, non-saleable and maximum shelf life period (MSP) stocks and on-time/late shipments.
Monitor FCA and make sure follow up monthly sales.
Prepare for SOP meeting and being part of decision maker.
Monthly monitoring on stock,...