COMPLIANCE OFFICER
Full-time
The Talent Hunter
FX COMPLIANCE OFFICER
Regulatory Compliance
Maintain current knowledge of FX regulations across operating jurisdictions (offshore and onshore markets)
Ensure compliance with AML/KYC requirements client onboarding procedures and due diligence protocols
Monitor regulatory developments and advise management on compliance implications
Prepare and submit regulatory filings and reports to relevant authorities
Risk Management & Monitoring
Develop implement and maintain compliance policies procedures and controls
Conduct regular compliance audits and risk assessments of trading operations
Monitor client trading activity for suspicious patterns market abuse or regulatory breaches
Review marketing materials and client communications for regulatory compliance
Training & Advisory
Provide compliance training to staff across all departments
Advise business units on regulatory requirements affecting operations and strategy
Serve as primary liaison with external auditors and regulatory authorities
Maintain compliance documentation and audit trails
Required Qualifications
Bachelors degree in Finance Law Business Administration or related field
Minimum 5 years of compliance experience in FX brokerage financial services or banking
Deep understanding of AML/CTF regulations KYC procedures and offshore regulatory frameworks
Essential Skills
Strong analytical and risk assessment capabilities
Excellent attention to detail and organizational skills
Effective communication and stakeholder management abilities
Proficiency with compliance management systems and monitoring tools
Ability to work independently in a fast-paced evolving environment
Key Competencies
Integrity and ethical judgment Problem-solving abilities Regulatory knowledge Adaptability to changing regulations Cross-functional collaboration
Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the COMPLIANCE OFFICER in Dubai vacancy
- ...Responsibilities Participate in the implementation of the bank’s compliance control organization (policies, procedures, systems & controls)... .... Provide guidance and feedback to operational and middle office staff performing first level controls on transactions and KYC’s...
- ...We are currently looking for a Freelance Compliance Officer to support a UAE financial services firm. Minimum Requirements: • CISI UAE Financial Rules & Regulations (UAE FRR) • CISI Certificate in Combating Financial Crime (CFC) • Knowledge of UAE financial services...
- ...and Electronic Money Issuer licenses from a central bank. Responsibilities Regulatory leadership and governance Own the compliance agenda end-to-end: readiness for VARA expectations, ongoing supervision, and scalable controls as volumes grow Operate as VARA...
- ...Position Overview Details of the Division and Team: The team plays a crucial role in promoting regulatory compliance across the organization. It is responsible for providing guidance to the Business on the implementation and management of the control framework to...
- ...far, we have 13,000+ people working around the world, from our offices and remotely, to help us achieve our mission. And we're... ...simplicity of a beautiful solution. About the role Our Compliance team blends regulatory expertise with data-driven thinking to...
- ...Our Local Programs and Regulatory Compliance team is responsible for ensuring compliance with local laws and regulations in the countries... ...reports for presentation to the Chief Regulatory Officer. Prepare detailed reports on findings and recommend appropriate...
- ...Job Purpose The HR Compliance & Audit Specialist will ensure the company's human resources policies, processes, and practices comply with applicable laws, regulations, and internal standards. This role will conduct regular HR audits, support policy development and...
- ...Job Description As Treasury Officer, you will support the day-to-day operation of the firm's treasury function — cash positioning... ...product onboarding, and ongoing maintenance (e.g., bank RFIs, compliance queries) across banks, EMIs, PSPs, and card networks. Build...
- ...inspire you to be the best version of yourself. The Role The Office Administrator is responsible for the day-to-day administrative,... ...contact for office operations, building management, government compliance visits (including MOHRE), and employee support matters. What...
- ...A UAE-based construction company is hiring an experienced MEP Officer to coordinate and monitor mechanical, electrical, and plumbing... ...issues. Conduct regular site inspections to ensure quality and compliance. Ensure MEP installations follow approved specifications and...
- ...As our first dedicated Governance, Risk & Compliance Manager, you'll own the GRC framework end to end. This is the person who turns security from a checkbox into a competitive advantage building the continuous compliance posture that shortens enterprise sales cycles,...
- ...company in Dubai is looking for an experienced and proactive PRO Officer to manage government-related procedures and public relations... ...submissions and administrative procedures. • Maintain compliance with UAE regulations and company requirements. Requirements...
- ...A hospital, medical centre, or healthcare facility is looking for a Safety Officer to ensure a safe working environment, monitor compliance with safety regulations, and help prevent workplace accidents and hazards. Key Responsibilities Conduct regular site inspections...
- ...Work Description: Monitor daily site activities to ensure compliance with the approved Health, Safety, and Environmental (HSE) management system. Conduct routine site inspections and identify unsafe acts and unsafe conditions, ensuring that corrective actions...
- ...Capriole Construction Co. L.L.C. is seeking an experienced Safety Officer to support safe and compliant construction operations across... ...assessments, inspections, incident reporting, and ensuring compliance with UAE HSE regulations. Candidates currently available in the...
- ...company in Dubai is looking for an experienced and proactive HR Officer to join its growing team. This role is ideal for an HR... ...records, attendance reports, and HR documentation. • Ensure compliance with UAE Labour Law and company HR policies. Arabs& Middle...
- ...Purchase Officer Department: Procurement / Supply Chain Reports To: Finance Director Industry: Perfume Manufacturing... ...competitive pricing, appropriate quality standards, timely delivery and compliance with procurement policies. The successful candidate will...
- ...Description We're looking for a dynamic and customer-focused Front Office Supervisor to join our team in Dubai, United Arab Emirates. In... ...Maintain accurate records and documentation while ensuring compliance with all hotel procedures and safety protocols Attend and...
AED7000 - 12000 per month
...Position: Compliance Executive Date Posted: 25 August 2026 Industry: Financial Services / Exchange House Employment Type: Full Time Experience: Not Specified Qualification: Bachelor’s Degree in Finance, Accounting, Business Administration, Law, or a...- ...HR & Office Manager The HR & Office Manager serves as a key person within ELE, responsible for overseeing and optimising all HR &... ...security, functionality, and scalability. POLICIES, CONTRACTS & COMPLIANCE • Review, draft, edit, and enforce company policies,...
- ...reliable, backed by our Proof of Reserves. Across our multiple offices globally, we are united by our core principles: We Before Me... ...OKX, OKX Wallet, OKLink and more. About the Team The Compliance function at OKX is responsible for the overall compliance culture...
- ...achieve results. The purpose of this job is to provide end-to-end governance, oversight and performance management of outsourced Compliance Operations activities performed by WNS in India, covering approximately 70 FTE across Name Screening, Payment Screening and...
- ...ROR Roastery L.L.C. is seeking an experienced Quality Control Officer (Coffee) to join its team in Dubai. The role is suitable for a... ...coffee quality consistency. • Conduct quality audits and ensure compliance with food safety standards. • Provide barista training and...
- ...Roastery L.L.C. is looking for an experienced Quality Control Officer (Coffee) to join its team in Dubai. This role is ideal for a professional... ...espresso calibration. • Perform quality audits and ensure compliance with food safety standards. • Support and train baristas on...
- ...filings and corporate tax returns for a diverse clientele, ensuring compliance with both local and international standards. Provide... ...regions. Strong proficiency in accounting software and Microsoft Office Suite. Exceptional communication, negotiation, and...
- ...field. Minimum 2–3 years of experience as a Health & Safety Officer in a school or educational institution. NEBOSH, IOSH, or... ...Experience maintaining HSE records, incident reports, and compliance documentation. Excellent communication, organizational, and...
- ...: Document Controller – Office We are seeking a highly organized and detail-oriented Document Controller – Office to manage the... ...Coordinate document-related requests from employees and management. Compliance & Quality Ensure documents are maintained according to...
- ...Quality Assurance Manager in maintaining food safety, hygiene, and compliance standards through documentation, reporting, and follow-up on... ...flow from stores | territory management to Regional office DIP and support departments. Coordinate the staff onboarding...
- ...The Safety Officer is responsible for implementing health, safety, and environmental policies across the workplace. The role ensures compliance with local regulations, conducts risk assessments, investigates incidents, and promotes a strong safety culture. please send...
- ...An established company is hiring an HSE Officer / Safety Officer to promote a safe working environment and ensure compliance with health, safety, and environmental requirements at construction sites. The ideal candidate should have good knowledge of workplace safety procedures...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to COMPLIANCE OFFICER. Be the first to apply!
